Getting qualified - Financial planning

All financial planning activities are regulated and you will therefore need to refer to the FSA’s Appropriate Qualifications list, please click here.

Compliance
Qualification	Awarding Organisation
Advanced Certificate in Compliance	International Compliance Association
Diploma in Compliance	International Compliance Association
Award in Global Financial Compliance	The Chartered Institute for Securities & Investment
Certificate in Global Financial Compliance	The Chartered Institute for Securities & Investment

Anti Money Laundering
Qualification	Awarding Organisation
Diploma in Anti Money Laundering	International Compliance Association