Getting qualified - Investments

This includes qualifications in the insurance marketplace related to the following non regulated activities:

There are a number of qualifications in investments that are recognised by the FSA as Appropriate Qualifications as they are required for certain regulated activities. This listing will not include those on the FSA's Appropriate Qualifications, but for details of them, please click here.

 

Anti Money Laundering
Qualification Awarding Organisation
Diploma in Anti Money Laundering International Compliance Association

 

Compliance
Qualification Awarding Organisation
Advanced Certificate in Compliance International Compliance Association
Diploma in Compliance International Compliance Association
Award in Combating Financial Crime The Chartered Institute for Securities & Investment
Certificate in Combating Financial Crime The Chartered Institute for Securities & Investment
Award in Global Financial Compliance The Chartered Institute for Securities & Investment
Certificate in Global Financial Compliance The Chartered Institute for Securities & Investment

 

Financial Crime
Qualification Awarding Organisation
ICA Diploma in Financial Crime Prevention International Compliance Association

 

Investment Performance
Qualification Awarding Organisation
Certificate in Investment Performance Measurement (CIPM) CFA Institute

 

Islamic Finance
Qualification Awarding Organisation
Islamic Finance Qualification (IFQ) The Chartered Institute for Securities & Investment

 

IT in Investment Operations
Qualification Awarding Organisation

IT in Investment Operations (ITIO)

The Chartered Institute for Securities & Investment

 

Operations
Qualification Awarding Organisation
Level 3 Certificate for Introduction to Securities and Investment The Chartered Institute for Securities & Investment
Investment Operations Certificate (IOC) The Chartered Institute for Securities & Investment
Operations Certificate Programme (OCP) + UK regulatory module ICMA Centre /University of Reading
Level 2 Certificate in Providing Financial Services (Investment Operations pathway) City & Guilds
Level 2 Certificate in Providing Financial Services (Investment Operations pathway) Edexcel
Level 2 Certificate in Providing Financial Services (Investment Operations pathway) EDI
Level 3 Certificate in Providing Financial Services (Investment Operations pathway) City & Guilds
Level 3 Certificate in Providing Financial Services (Investment Operations pathway) Edexcel
Level 3 Certificate in Providing Financial Services (Investment Operations pathway) EDI